Pursuant to Title V of the Gramm-Leach-Bliley Act and United State Securities and Exchange Commission (“SEC”) Regulation S-P (17 CFR 248.1 – 248.30), this document sets forth the Privacy Policy of MacArthur Strategies, Inc., 2 Park Plaza, Suite 1075, Irvine, California 92614 (“MSI”) concerning the privacy interests of individual consumers and customers (described below and hereinafter referred to as “customers” of financial services). MSI is a Nevada corporation with its principal office in Irvine, CA. MSI is a Securities Broker Dealer registered with the SEC and the National Association of Securities Dealers, Inc. (“FINRA”).

MSI’s principal business is to act as a Securities Broker Dealer in accordance with all applicable laws, rules and regulations for Securities Broker Dealers and the business conducted by Securities Broker Dealers. As an FINRA registered Securities Broker Dealer MSI performs services as a Real Estate syndicator, Broker Dealer selling oil and gas interests, Broker Dealer selling tax shelters or limited partnerships in primary distributions, and private placement securities.

In its capacity as a Securities Broker Dealer, MSI receives and/or comes into contact with certain nonpublic personal information concerning the current and/or former clients for which MSI provides services. Any and all such nonpublic personal information related to such customers and/or such customer’s securities account(s) is hereinafter referred to as “nonpublic personal information”. MSI receives and/or comes into contact with the nonpublic personal information only for purposes of conducting its business as described above. For convenience herein, “you” or “your” refers to any and all customer(s) described above.

Collection of Customer Information
In conducting its business as described above, MSI collects (or may collect), for example, the following types of nonpublic personal information:

(1) information you provide in connection with any securities account, or any other financial product or service, whether in writing, in person, by telephone, electronically or by any other means, such as your name, address, social security number, tax ID number, assets, income, investment objectives, financial situation and debt; and (2) information MSI obtains (or may obtain) for the purpose of tax reporting to you and to the various agencies to which MSI reports as required by law, including disclosures on various Internal Revenue Service (“IRS”) forms that MSI collects for tax reporting purposes.

Disclosure of Customer Information and Disclosure to Affiliated/Non-Affiliated Parties MSI discloses to affiliates and nonaffiliated third parties nonpublic personal information only in connection with MSI Broker Dealer business. Such disclosures may be provided to affiliates and nonaffiliated third parties:

(i) as required or necessary to carry out fully and properly the securities business conducted by MSI (such as, for example, disclosures to affiliated and nonaffiliated third party service providers supplying to MSI computer related, document processing and delivery, and data maintenance or processing services, and disclosures to nonaffiliated third parties such as securities clearing agencies and entities); (ii) as required by law or legal process; or (iii) with your consent.